| Registrations |
|
This section provides the
jurisdictions with which the individual broker is currently registered or
licensed to do business, the category of each registration, and the date
on which the registration approval was
granted. | |||||
| Employer: INTEGRAL SECURITIES, INC. |
| Jurisdiction/SRO | Category | Status | Status As Of Date |
| NASD | Financial and Operations Principal | Approved | 12/08/2003 |
| General Securities Principal | Approved | 09/23/2003 | |
| General Securities Representative | Approved | 09/23/2003 | |
| NY | Agent | Approved | 01/31/2004 |
| PREVIOUS EMPLOYMENT |
| This section provides 10 years of an individual's employment history. If the individual is currently registered with NASD, employment history will be displayed for the previous 10 years. If the individual is not currently registered with NASD, employment history will be displayed for the 10 years prior to termination of the registration. The brokerage firm's CRD number, the office of employment address where the individual broker was employed, and the dates of employment will be displayed. | |||||
|
If the individual broker was
previously employed with an investment adviser, the investment adviser's
name and CRD number will display. However, additional information is not
available on investment advisers through NASD BrokerCheck as they are not
NASD registered firms. If the individual broker was previously employed with a brokerage firm registered with any self-regulatory organization other than NASD (e.g.the NYSE), either the brokerage firm's name or "Other Business" will display as the Employing Brokerage Firm. To obtain the brokerage firm's name when "Other Business" displays as the Employing Brokerage Firm, please call the NASD BrokerCheck Call Center Hotline number, 1-800-289-9999. A Brokerage Firm CRD Number will display for NASD registered brokerage firms the individual broker is currently associated with. A Brokerage Firm CRD Number will not display for NASD registered firms the individual broker was formerly associated with. In addition, a Brokerage Firm CRD Number will not display for employing firms that are not NASD registered firms. Information on these employing brokerage firms is not available through NASD BrokerCheck. | |||||
| Employing Brokerage Firm: | ASENSIO & COMPANY, INC. |
| Brokerage Firm CRD Number: | |
|
Office of
Employment Address: |
NEW YORK, NY |
| Start Date: | 06/2002 |
| End Date: | 09/2003 |
| Employing Brokerage Firm: | ASENSIO BROKERAGE SERVICES, INC. |
| Brokerage Firm CRD Number: | |
|
Office of
Employment Address: |
NEW YORK, NY |
| Start Date: | 03/2002 |
| End Date: | 06/2002 |
| Employing Brokerage Firm: | AMERICAN INTERNATIONAL GROUP, INC. |
| Brokerage Firm CRD Number: | |
|
Office of
Employment Address: |
NEW YORK, NY |
| Start Date: | 08/1999 |
| End Date: | 03/2002 |
| Employing Brokerage Firm: | UNEMPLOYED |
| Brokerage Firm CRD Number: | |
|
Office of
Employment Address: |
ORLANDO, FL |
| Start Date: | 05/1999 |
| End Date: | 08/1999 |
| Employing Brokerage Firm: | AMERICAN INTERNATIONAL GROUP, INC. |
| Brokerage Firm CRD Number: | |
|
Office of
Employment Address: |
ORLANDO, FL |
| Start Date: | 01/1999 |
| End Date: | 05/1999 |
| Employing Brokerage Firm: | WALT DISNEY WORLD |
| Brokerage Firm CRD Number: | |
|
Office of
Employment Address: |
ORLANDO, FL |
| Start Date: | 08/1995 |
| End Date: | 12/1998 |
| Employing Brokerage Firm: | UNIVERSITY OF CENTRAL FLORIDA |
| Brokerage Firm CRD Number: | |
|
Office of
Employment Address: |
ORLANDO, FL |
| Start Date: | 08/1994 |
| End Date: | 05/1999 |
| Employing Brokerage Firm: | SANTA FE CATHOLIC SCHOOL |
| Brokerage Firm CRD Number: | |
|
Office of
Employment Address: |
LAKELAND, FL |
| Start Date: | 08/1990 |
| End Date: | 08/1994 |