Excerpt from
Asensio's Current NASD Broker Record (2002)
Sometimes it seems that everything Asensio
does has to involve a minimum
of one lie. His current file is a perfect example; he lists
as a current
employer an old business of his that hasn't existed for almost 20 years.
**************** CURRENT EMPLOYMENT (1 of 2)
****************
Employing Firm: ASENSIO & COMPANY,
INC.
Firm
CRD Number: 31742
Office of Employment address: 767 THIRD
AVENUE NEW YORK, NY
10017
Start Date:
02/10/1993 End Date: to
present
Registrations:
Jurisdiction/SRO
Category
Status
As Of
Date
NASD Equity
Trader
Approved 09/23/1999
NASD
Financial and Operations
Principal
Approved 07/07/1993
NASD
General Securities
Principal Approved
02/13/2001
NASD
General Securities Representative Approved
07/07/1993
NASD Municipal Securities
Principal Approved
07/12/1994
NASD
Municipal Securities Representative Approved
11/09/1993
NASD
Registered Options Principal
Approved
07/20/1994
NY
Agent
Approved
11/02/1993
****************
CURRENT EMPLOYMENT (2 of 2)
*******************
Employing Firm: EQUITY DEVELOPMENT
CORP
Firm
CRD Number:
Office of Employment
address: WEST PALM BEACH, FL
33432
Start Date:
06/01/1982 End Date: to
present
Note: According to records of the Florida Secretary
of State this firm was
involuntarily dissolved by the state on
11/10/83.
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